646.634.1945

You Are Cordially Invited to the Spring 2017 Regulatory Roundtable!

Monday April 24th 2017

at 8:30 am–11:30 am

Millennium Biltmore Hotel
506 S Grand Ave, Los Angeles, CA 90071

Enjoy complimentary breakfast.

Register Here

FINAL RULE CUSTOMER DUE DILIGENCE

Trending Regulatory Expectations And Best Practices
Ultimate Beneficiaries & What Is Required By U.S. Regulation
Demo

 Surety Eco: Your Bsa/Aml Software Ecosystem
Covered Financial Institutions Must Comply By May 11, 2018.
FinCEN Real Estate “Geographic Targeting Orders”

Our Presenters

George Mark, CEO

Verittas Risk Advisors

With more than 25 years of experience in the financial services sector, George is an experienced executive in Enterprise Risk Management, AML/BSA, Internal Audit and Strategic Advisory.

He has served as a partner for several professional services firms, including Coopers & Lybrand, and Price Waterhouse Cooper (PWC) as Audit Partner and Head of Financial Institutions Audit, where he led global risk assessments for multibillion-dollar financial institutions.

Prior to establishing Verittas Risk Advisors, George was President of ICS Consulting Partners, a rapidly growing risk advisory firm providing internal audit and compliance related services nationwide.


Dan Stipano, Partner

BuckleySandler LLP

Dan brings more than three decades of bank regulatory and enforcement experience to his position as a Partner in BuckleySandler LLP’s Washington, DC office. He advises on all aspects of bank regulatory and compliance issues, represents clients in state, federal, and foreign banking enforcement actions.

Prior to joining BuckleySandler LLP, he was Deputy Chief Counsel at the Comptroller of the Currency (OCC) for 16 years. He has been extensively involved in every major OCC enforcement action over the last 20 years up until the time of his departure. He also played a key role in every major BSA/AML post-USA PATRIOT Act rulemaking and policy issuance.


Bob Flores, Managing Director

Verittas Risk Advisors

Bob Flores has served as Chief Compliance Officer, BSA Officer, Board Member and Corporate Secretary of publicly-traded financial institutions. Mr. Flores has significant International Banking experience providing advisory service to international banks in Mexico, Panama, Guatemala, Ecuador, Costa Rica as well as providing Advisory Service at some of the largest banks in the world.

With more than 20 years of financial investigations experience and over 13 years specializing in BSA/AML, Mr. Flores is highly experienced with FDIC, OCC, and California DBO bank examinations, with emphasis on Memorandums of Understanding, Consent Orders and Cease and Desist Orders of BSA/AML, Safety & Soundness and Compliance.


Jonathan Almeida, COO

AML Partners

Jonathan has worked extensively in the private sector and in Compliance within the financial-services technology sector for one of the largest core banking software companies in America prior to forming AML Partners.

His decades of experience with customers combined with his deep expertise in the field creates an uncommon commitment to provide the highest-quality, highest-performing products, and services. AML Partners commitment to delivering top products and services with terrific customer service has resulted in satisfied customers and long-term relationships built on trust and mutual professional success.